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Law
of the Russian Federation on International Commercial
Arbitration
In force 14 August 2020
Chapter
I. - General Provisions
Article
1 - Scope of Application
Article
2 - Definitions and Rules of Interpretation
Article
3 - Receipt of Written Communications
Article
4 - Waiver of Right to Object
Article
5 - Extent of Court Intervention
Article
6 - Authority for Certain Functions of Arbitration
Assistance and Control
Chapter
II. - Arbitration Agreement
Article
7 - Definition and Form of Arbitration Agreement
Article
8 - Arbitration Agreement and Substantive Claim
Before Court
Article
9 - Arbitration Agreement and Interim Measures
by Court
Chapter
III. - Composition of Third-Party Tribunal
Article
10 - Number of Arbitrators
Article
11 - Appointment of Arbitrators
Article
12 - Grounds for Challenge of Arbitrator
Article
13 - Challenge Procedure
Article
14 - Termination of Authority (Mandate) of Arbitrator
Article
15 - Substitution of Arbitrator
Chapter
IV. - Jurisdiction of Arbitral Tribunal
Article
16 - Competence of Arbitral Tribunal to Rule
on its Jurisdiction
Article
17 - Power of Arbitral Tribunal to Order Interim
Measures
Chapter
V. - Conduct of Arbitral Proceedings
Article
18 - Equal Treatment of Parties
Article
19 - Determination of Rules of Procedure
Article
20 - Place of Arbitration
Article
21 - Commencement of Arbitral Proceedings
Article
22 - Language
Article
23 - Statements of Claim and Defense
Article
24 - Hearings and Written Proceedings
Article
25 - Failure to Submit Documents or to Appear
at Hearing
Article
26 - Expert Appointed by Arbitral Tribunal
Article
27 - Court Assistance in Taking Evidence
Chapter
VI. - Making of Award and Termination of Proceedings
Article
28 - Rules Applicable to Substance of Dispute
Article
29 - Decision Making by Panel of Arbitrators
Article
30 - Settlement
Article
31 - Form and Contents of Award
Article
32 - Termination of Arbitral Proceedings
Article
33 - Correction and Interpretation of Award;
Additional Award
Chapter
VII. - Recourse Against Award
Article
34 - Application for Setting Aside as Exclusive
Recourse Against Arbitral Award
Chapter
VIII. - Recognition and Enforcement of Awards
Article
35 - Recognition and Enforcement
Article
36 - Grounds for Refusing Recognition or Enforcement
of Arbitral Award
Russia
- Law of the Russian Federation on International
Commercial Arbitration * In force 14 August
1993
{ 1 }
The
present Law:
{ 2 }
-
is based on the recognition of the value of
arbitration (third-party tribunal) as a widely
used method of settling disputes arising in
international trade, as well as on the recognition
of the need for a comprehensive regulation of
international commercial arbitration by means
of legislation;
{ 3 }
-
takes into account the provisions on such arbitration
contained in international treaties of the Russian
Federation as well as in the Model Law adopted
in 1985 by the United Nations Commission on
International Trade Law and approved by the
United Nations General Assembly with a view
to its possible use by states in their legislation.
{ 4 }
Chapter
I. - General Provisions
{ 5 }
Article 1 - Scope of Application
{ 6 }
1.
The present Law applies to international commercial
arbitration if the place of arbitration is in
the territory of the Russian Federation. However,
the provisions of Articles 8, 9, 35 and 36 apply
also if the place of arbitration is abroad.
{ 7 }
2.
Pursuant to an agreement of the parties, the
following may be referred to international commercial
arbitration:
{ 8 }
-
disputes resulting from contractual and other
civil law relationships arising in the course
of foreign trade and other forms of international
economic relations, provided that the place
of business of at least one of the parties is
situated abroad; as well as
{ 9 }
-
disputes arising between enterprises with foreign
investment, international associations and organizations
established in the territory of the Russian
Federation; disputes between the participants
of such entities; as well as disputes between
such entities and other subjects of the Russian
Federation law.
{ 10 }
3.
For the purposes of paragraph 2 of this article:
{ 11 }
-
if a party has more than one place of business,
the place of business is that which has the
closest relationship to the arbitration agreement
{ 12 }
-
if a party does not have a place of business,
reference is to be made to his permanent residence.
{ 13 }
4.
The present Law does not affect any other law
of the Russian Federation by virtue of which
certain disputes may not be submitted to arbitration
or may be submitted to arbitration only according
to provisions other than those of the present
Law.
{ 14 }
5.
If an international treaty of the Russian Federation
establishes rules other than those which are
contained in the Russian legislation relating
to arbitration (third-party tribunal), the rules
of the international treaty shall be applied.
{ 15 }
Article 2 - Definitions and Rules of Interpretation
{ 16 }
For
the purposes of the present Law:
{ 17 }
-
"arbitration" means any arbitration
(third-party tribunal) whether conducted by
a tribunal set up specifically for a given case
or administered by a permanent arbitral institution,
in particular the Court of International Commercial
Arbitration or the Maritime Arbitration Commission
at the Chamber of Commerce and Industry of the
Russian Federation (Appendices I and II to the
present Law);
{ 18 }
-
"third-party tribunal" means a sole
arbitrator or a panel of arbitrators (third-party
judges);
{ 19 }
-
"court" means a respective organ of
the judicial system of a state;
{ 20 }
-
where a provision of the present Law, except
article 28, leaves the parties free to determine
a certain issue, such freedom includes the right
of the parties to authorize a third party, including
an institution, to make that determination;
{ 21 }
-
where a provision of the present Law refers
to the fact that the parties have agreed or
that they may agree or in any other way refers
to an agreement of the parties, such agreement
includes any arbitration rules referred to in
that agreement;
{ 22 }
-
where a provision of the present Law, except
Articles 25(1) and 32(2), refers to a claim,
it also applies to a counter-claim, and where
it refers to a defense, it also applies to a
defence to such counter-claim.
{ 23 }
Article 3 - Receipt of Written Communications
{ 24 }
1.
Unless otherwise agreed by the parties:
{ 25 }
-
any written communication is deemed to have
been received if it is delivered to the addressee
personally or if it is delivered at his place
of business, permanent residence or mailing
address; if none of these can be found after
making a reasonable inquiry, a written communication
is deemed to have been received if it is sent
to the addressee's last-known place of business,
permanent residence or mailing address by registered
letter or any other means which provides a record
of the attempt to deliver it;
{ 26 }
-
the communication is deemed to have been received
on the day it is so delivered.
{ 27 }
2.
The provisions of this Article do not apply
to communications in court proceedings.
{ 28 }
Article 4 - Waiver of Right to Object
{ 29 }
A
party who knows that any provision of the present
Law from which the parties may derogate or any
requirement under the arbitration agreement
has not been complied with and yet proceeds
with the arbitration without stating his objection
to such non-compliance without undue delay or,
if a time-limit is provided therefor, within
such period of time, shall be deemed to have
waived his right to object.
{ 30 }
Article 5 - Extent of Court Intervention
{ 31 }
In
matters governed by the present Law, no court
shall intervene except where so provided in
the present Law.
{ 32 }
Article 6 - Authority for Certain Functions
of Arbitration Assistance and Control
{ 33 }
1.
The functions referred to in Articles 11(3),
11(4), 13(3) and 14 shall be performed by the
President of the Chamber of Commerce and Industry
of the Russian Federation.
{ 34 }
2.
The functions referred to in Articles 16(3)
and 34(2) shall be performed by the Supreme
Court of a republic forming part of the Russian
Federation, the territorial, regional or city
court, or the court of the autonomous region
or autonomous area where the arbitration takes
place.
{ 35 }
Chapter
II. - Arbitration Agreement
{ 36 }
Article 7 - Definition and Form of Arbitration
Agreement
{ 37 }
1.
Arbitration agreement is an agreement by the
parties to submit to arbitration all or certain
disputes which have arisen or which may arise
between them in respect of a defined legal relationship,
whether contractual or not. An arbitration agreement
may be in the form of an arbitration clause
in a contract or in the form of a separate agreement.
{ 38 }
2.
The arbitration agreement shall be in writing.
An agreement is in writing if it is contained
in a document signed by the parties or in an
exchange of letters, telex, telegrams or other
means of telecommunication which provide a record
of the agreement, or in an exchange of statements
of claim and defense in which the existence
of an agreement is alleged by one party and
not denied by another. The reference in a contract
to a document containing an arbitration clause
constitutes an arbitration agreement provided
that the contract is in writing and the reference
is such as to make that clause part of the contract.
{ 39 }
Article 8 - Arbitration Agreement and Substantive
Claim Before Court
{ 40 }
1.
A court in which an action is brought in a matter
which is the subject of an arbitration agreement
shall, if any of the parties so requests not
later than when submitting his first statement
on the substance of the dispute, stay its proceedings
and refer the parties to arbitration unless
it finds that the agreement is null and void,
inoperative or incapable of being performed.
{ 41 }
2.
Where an action referred to in paragraph 1 of
this Article has been brought, arbitral proceedings
may nevertheless be commenced or continued,
and an award may be made, while the issue of
jurisdiction is pending before the court.
{ 42 }
Article 9 - Arbitration Agreement and Interim
Measures by Court
{ 43 }
It
is not incompatible with an arbitration agreement
for a party to request, before or during arbitral
proceedings, a court to order interim measures
of protection and for a court to take a decision
granting such measures.
{ 44 }
Chapter
III. - Composition of Third-Party Tribunal
{ 45 }
Article 10 - Number of Arbitrators
{ 46 }
1.
The parties are free to determine the number
of arbitrators.
{ 47 }
2.
If the parties have not determined such number,
three arbitrators shall be appointed.
{ 48 }
Article 11 - Appointment of Arbitrators
{ 49 }
1.
No person shall be precluded by reason of his
nationality from acting as an arbitrator, unless
otherwise agreed by the parties.
{ 50 }
2.
The parties are free to agree on a procedure
of appointing the arbitrator or arbitrators,
subject to the provisions of paragraphs 4 and
5 of this article.
{ 51 }
3.
Failing such agreement.
{ 52 }
-
in an arbitration with three arbitrators, each
party shall appoint one arbitrator, and the
two arbitrators thus appointed shall appoint
the third arbitrator; if a party fails to appoint
the arbitrator within 30 days of receipt of
a request to do so from the other party, or
if the two arbitrators fail to agree on the
third arbitrator within 30 days of their appointment,
the appointment shall be made, upon request
of a party, by the authority specified in article
6(1);
{ 53 }
-
in an arbitration with a sole arbitrator, if
the parties are unable to agree on the arbitrator,
he shall be appointed, upon request of a party,
by the authority specified in article 6(1).
{ 54 }
4.
Where, under an appointment procedure agreed
upon by the parties,
{ 55 }
-
a party fails to act as required under such
procedure, or
{ 56 }
-
the parties, or two arbitrators, are unable
to reach an agreement expected of them under
such procedure; or
{ 57 }
-
a third party, including an institution, fails
to perform any function entrusted to it under
such procedure, any party may request the authority
specified in article 6(1) to take the necessary
measures, unless the agreement on the appointment
procedure provides other means for securing
the appointment.
{ 58 }
5.
A decision on any matter entrusted by paragraph
3 or 4 of this Article to the authority specified
in article 6(1) shall be subject to no appeal.
The authority, in appointing an arbitrator,
shall have due regard to any qualifications
required of the arbitrator by the agreement
of the parties and to such considerations as
are likely to secure the appointment of an independent
and impartial arbitrator and, in the case of
a sole or third arbitrator, shall take into
account as well the advisability of appointing
an arbitrator of a nationality other than those
of the parties.
{ 59 }
Article 12 - Grounds for Challenge of Arbitrator
{ 60 }
1.
When a person is approached in connection with
his possible appointment as an arbitrator, he
shall disclose any circumstances which may give
rise to justifiable doubts as to his impartiality
or independence. An arbitrator, from the time
of his appointment and throughout the arbitral
proceedings, shall without delay disclose any
such circumstances to the parties, unless they
have already been informed of them by him.
{ 61 }
2.
An arbitrator may be challenged only if circumstances
exist that give rise to justifiable doubts as
to his impartiality or independence, or if he
does not possess qualifications required by
the agreement of the parties. A party may challenge
an arbitrator appointed by him, or in whose
appointment he has participated, only for reasons
of which he becomes aware after the appointment
has been made.
{ 62 }
Article 13 - Challenge Procedure
{ 63 }
1.
The parties are free to agree on a procedure
for challenging an arbitrator, subject to the
provisions of paragraph 3 of this article.
{ 64 }
2.
Failing such agreement, a party who intends
to challenge an arbitrator shall, within 15
days after becoming aware of the constitution
of the arbitral tribunal or after becoming aware
of any circumstances referred to in article
12(2), communicate the reasons for the challenge
in writing to the arbitral tribunal. Unless
the challenged arbitrator withdraws from his
office or the other party agrees to the challenge,
the arbitral tribunal shall decide on the challenge.
{ 65 }
3.
If a challenge under any procedure agreed upon
by the parties or under the procedure of paragraph
2 of this Article is not successful, the challenging
party may request, within 30 days after having
received notice of the decision rejecting the
challenge, the authority specified in article
6(1) to decide on the challenge; its decision
shall be subject to no appeal. While such a
request is pending, the arbitral tribunal, including
the challenged arbitrator, may continue the
arbitral proceedings and make an award.
{ 66 }
Article 14 - Termination of Authority (Mandate)
of Arbitrator
{ 67 }
1.
If an arbitrator becomes de jure or de facto
unable to perform his functions or for other
reasons fails to act without undue delay, his
authorization (mandate) terminates if he withdraws
from his office or if the parties agree on the
termination. Otherwise, if a controversy remains
concerning any of these grounds, any party may
request the authority specified in article 6(1)
to decide on the termination of the mandate;
its decision shall be subject to no appeal.
{ 68 }
2.
If, under this Article or article 13(2), an
arbitrator withdraws from his office or a party
agrees to the termination of the mandate of
an arbitrator, this does not imply acceptance
of the validity of any ground referred to in
this Article or article 12(2).
{ 69 }
Article 15 - Substitution of Arbitrator
{ 70 }
Where
the mandate of an arbitrator terminates under
article 13 or 14 or because of his withdrawal
from office for any other reason or because
of the revocation of his mandate by agreement
of the parties or in any other case of termination
of his mandate, a substitute arbitrator shall
be appointed according to the rules that were
applicable to the appointment of the arbitrator
being replaced.
{ 71 }
Chapter
IV. - Jurisdiction of Arbitral Tribunal
{ 72 }
Article 16 - Competence of Arbitral Tribunal
to Rule on its Jurisdiction
{ 73 }
1.
The arbitral tribunal may rule on its own jurisdiction,
including any objections with respect to the
existence or validity of the arbitration agreement.
For that purpose, an arbitration clause which
forms part of a contract shall be treated as
an agreement independent of the other terms
of the contract. A decision by the arbitral
tribunal that the contract is null and void
shall not entail ipso jure the invalidity of
the arbitration clause.
{ 74 }
2.
A plea that the arbitral tribunal does not have
jurisdiction shall be raised not later than
the submission of the statement of defense.
A party is not precluded from raising such a
plea by the fact that he has appointed, or participated
in the appointment of, an arbitrator. A plea
that the arbitral tribunal is exceeding the
scope of its authority shall be raised as soon
as the matter alleged to be beyond the scope
of its authority is raised during the arbitral
proceedings. The arbitral tribunal may, in either
case, admit a later plea if it considers the
delay justified.
{ 75 }
3.
The arbitral tribunal may rule on a plea referred
to in paragraph 2 of this article either as
a preliminary question or in an award on the
merits. If the tribunal rules as a preliminary
question that it has jurisdiction, any party
may request, within 30 days after having received
notice of that ruling, the court specified in
article 6(2) to decide the matter; such a decision
shall be subject to no appeal. While such a
request is pending, the arbitral tribunal may
continue the arbitral proceedings and make an
award.
{ 76 }
Article 17 - Power of Arbitral Tribunal to
Order Interim Measures
{ 77 }
Unless
otherwise agreed by the parties, the arbitral
tribunal may, at the request of a party, order
any party to take such interim measures of protection
as the arbitral tribunal may consider necessary
in respect of the subject-matter of the dispute.
The arbitral tribunal may require any party
to provide appropriate security in connection
with such measures.
{ 78 }
Chapter
V. - Conduct of Arbitral Proceedings
{ 79 }
Article 18 - Equal Treatment of Parties
{ 80 }
The
parties shall be treated with equality and each
party shall be given a full opportunity of presenting
his case.
{ 81 }
Article 19 - Determination of Rules of Procedure
{ 82 }
1.
Subject to the provisions of the present Law,
the parties are free to agree on the procedure
to be followed by the arbitral tribunal in conducting
the proceedings.
{ 83 }
2.
Failing such agreement, the arbitral tribunal
may, subject to the provisions of the present
Law, conduct the arbitration in such manner
as it considers appropriate. The powees conferred
upon the arbitral tribunal include the power
to determine the admissibility, relevance, materiality
and weight of any evidence.
{ 84 }
Article 20 - Place of Arbitration
{ 85 }
1.
The parties are free to agree on the place of
arbitration. Failing such agreement, the place
of arbitration shall be determined by the arbitral
tribunal having regard to the circumstances
of the case, including the convenience of the
parties.
{ 86 }
2.
Notwithstanding the provisions of paragraph
1 of this article, the arbitral tribunal may,
unless otherwise agreed by the parties, meet
at any other place it considers appropriate
for consultation among the arbitrators, for
hearing witnesses, experts or the parties, or
for consultation of goods, other property or
documents.
{ 87 }
Article 21 - Commencement of Arbitral Proceedings
{ 88 }
Unless
otherwise agreed by the parties, the arbitral
proceedings in respect of a particular dispute
commence on the date on which a request for
that dispute to be referred to arbitration is
received by the respondent.
{ 89 }
Article 22 - Language
{ 90 }
1.
The parties are free to agree on the language
or languages to be used in the arbitral proceedings.
Failing such agreement, the arbitral tribunal
shall determine the language or languages to
be used in the proceedings. This agreement or
determination, unless otherwise specified therein,
shall apply to any written statement by a party,
any hearing and any award, decision or other
communication by the arbitral tribunal.
{ 91 }
2.
The arbitral tribunal may order that any documentary
evidence shall be accompanied by a translation
into the language or languages agreed upon by
the parties or determined by the arbitral tribunal.
{ 92 }
Article 23 - Statements of Claim and Defense
{ 93 }
1.
Within the period of time agreed by the parties
or determined by the arbitral tribunal, the
claimant shall state the facts supporting his
claim, the points at issue and the relief or
remedy sought, and the respondent shall state
his defense in respect of these particulars,
unless the parties have otherwise agreed as
to the required elements of such statements.
The parties may submit with their statements
all documents they consider to be relevant or
may add a reference to the documents or other
evidence they will submit.
{ 94 }
2.
Unless otherwise agreed by the parties, either
party may amend or supplement his claim or defense
during the course of the arbitral proceedings,
unless the arbitral tribunal considers it inappropriate
to allow such amendment having regard to the
delay in making it.
{ 95 }
Article 24 - Hearings and Written Proceedings
{ 96 }
1.
Subject to any contrary agreement by the parties,
the arbitral tribunal shall decide whether to
hold oral hearings for the presentation of evidence
or for oral argument, or whether the proceedings
shall be conducted on the basis of documents
and other materials. However, unless the parties
have agreed that no hearings shall be held,
the arbitral tribunal shall hold such hearings
at an appropriate stage of the proceedings,
if so requested by a party.
{ 97 }
2.
The parties shall be given sufficient advance
notice of any hearing and of any meeting of
the arbitral tribunal for the purposes of inspection
of goods, other property or documents.
{ 98 }
3.
All statements, documents or other information
supplied to the arbitral tribunal by one party
shall be communicated to the other party. Also
any expert report or evidentiary document on
which the arbitral tribunal may rely in making
its decision shall be communicated to the parties.
{ 99 }
Article 25 - Failure to Submit Documents
or to Appear at Hearing
{ 100 }
Unless
otherwise agreed by the parties, if, without
showing sufficient cause,
{ 101 }
-
the claimant fails to communicate his statement
of claim in accordance with article 23(1), the
arbitral tribunal shall terminate the proceedings;
{ 102 }
-
the respondent fails to communicate his statement
of defense in accordance with article 23(1),
the arbitral tribunal shall continue the proceedings
without treating such failure in itself as an
admission of the claimant's allegations;
{ 103 }
-
any party fails to appear at a hearing or to
produce documentary evidence, the arbitral tribunal
may continue the proceedings and make the award
on the evidence before it.
{ 104 }
Article 26 - Expert Appointed by Arbitral
Tribunal
{ 105 }
1.
Unless otherwise agreed by the parties, the
arbitral tribunal
{ 106 }
-
may appoint one or more experts to report to
it on specific issues to be determined by the
arbitral tribunal;
{ 107 }
-
may require a party to give the expert any relevant
information or to produce, or to provide access
to, any relevant documents, goods or other property
for his inspection.
{ 108 }
2.
Unless otherwise agreed by the parties, if a
party so requests or if the arbitral tribunal
considers it necessary, the expert shall, after
delivery of his written or oral report, participate
in a hearing where the parties have the opportunity
to put questions to him and to present expert
witnesses in order to testify on the points
at issue.
{ 109 }
Article 27 - Court Assistance in Taking Evidence
{ 110 }
The
arbitral tribunal or a party with the approval
of the arbitral tribunal may request from a
competent court of the Russian Federation assistance
in taking evidence. The court may execute the
request, being guided by its rules on taking
evidence, including those on letters rogatory.
{ 111 }
Chapter
VI. - Making of Award and Termination of Proceedings
{ 112 }
Article 28 - Rules Applicable to Substance
of Dispute
{ 113 }
1.
The arbitral tribunal shall decide the dispute
in accordance with such rules of law as are
chosen by the parties as applicable to the substance
of the dispute. Any designation of the law or
legal system of a given State shall be construed
as directly referring to the substantive law
of that State and not to its conflict of laws
rules.
{ 114 }
2.
Failing any designation by the parties, the
arbitral tribunal shall apply the law determined
by the conflict of laws rules which it considers
applicable.
{ 115 }
3.
In all cases, the arbitral tribunal shall decide
in accordance with the terms of the contract
and shall take into account the usages of the
trade applicable to the transaction.
{ 116 }
Article 29 - Decision Making by Panel of
Arbitrators
{ 117 }
In
arbitral proceedings with more than one arbitrator,
any decision of the arbitral tribunal shall
be made, unless otherwise agreed by the parties,
by a majority of all its members. However, questions
of procedure may be decided by a presiding arbitrator,
if so authorized by the parties or all members
of the arbitral tribunal.
{ 118 }
Article 30 - Settlement
{ 119 }
1.
If, during arbitral proceedings, the parties
settle the dispute, the arbitral tribunal shall
terminate the proceedings and, if requested
by the parties and not objected to by the arbitral
tribunal, record the settlement in the form
of an arbitral award on agreed terms.
{ 120 }
2.
An award on agreed terms shall be made in accordance
with the provisions of article 31 and shall
state that it is an award. Such an award has
the same status and effect as any other award
on the merits of the case.
{ 121 }
Article 31 - Form and Contents of Award
{ 122 }
1.
The award shall be made in writing and shall
be signed by the arbitrator or arbitrators.
In arbitral proceedings with more than one arbitrator,
the signatures of the majority of all members
of the arbitral tribunal shall suffice, provided
that the reason for any omitted signature is
stated.
{ 123 }
2.
The award shall state the reasons upon which
it is based, a resolution regarding satisfaction
or rejection of the claim, the amount of the
arbitration fee and costs, and their apportioning.
{ 124 }
3.
The award shall state its date and the place
of arbitration as determined in accordance with
article 20(1). The award shall be deemed to
have been made at that place.
{ 125 }
4.
After the award is made, a copy signed by the
arbitrators in accordance with paragraph (1)
of this Article shall be delivered to each party.
{ 126 }
Article 32 - Termination of Arbitral Proceedings
{ 127 }
1.
The arbitral proceedings are terminated by the
final award or by an order of the arbitral tribunal
in accordance with paragraph (2) of this article.
{ 128 }
2.
The arbitral tribunal shall issue an order for
the termination of the arbitral proceedings
when:
{ 129 }
the
claimant withdraws his claim, unless the respondent
objects thereto and the arbitral tribunal recognizes
a legitimate interest on his part in obtaining
a final settlement of the dispute;
{ 130 }
the
parties agree on the termination of the proceedings;
{ 131 }
the
arbitral tribunal finds that the continuation
of the proceedings has for any other reason
become unnecessary or impossible.
{ 132 }
3.
The mandate of the arbitral tribunal terminates
with the termination of the arbitral proceedings,
subject to the provisions of Articles 33 and
34(4).
{ 133 }
Article 33 - Correction and Interpretation
of Award; Additional Award
{ 134 }
1.
Within 30 days of receipt of the award, unless
another period of time has been agreed upon
by the parties:
{ 135 }
any
of the parties, with notice to the other party,
may request the arbitral tribunal to correct
in the award any errors in computation, any
clerical or typographical errors or any errors
of similar nature;
{ 136 }
if
so agreed by the parties, a party, with notice
to the other party, may request the arbitral
tribunal to give an interpretation of a specific
point or part of the award.
{ 137 }
If
the arbitral tribunal considers the request
to be justified, it shall make the correction
or give the interpretation within 30 days of
receipt of the request. Such interpretation
shall form part of the award.
{ 138 }
2.
The arbitral tribunal may correct any error
of the type referred to in the second subparagraph
of paragraph 1 of this Article on its own initiative
within 30 days of the date of the award.
{ 139 }
3.
Unless otherwise agreed by the parties, any
of the parties, with notice to the other party,
may request, within 30 days of receipt of the
award, the arbitral tribunal to make an additional
award as to claims presented in the arbitral
proceedings but omitted from the award. If the
arbitral tribunal considers the request to be
justified, it shall make the additional award
within 60 days.
{ 140 }
4.
The arbitral tribunal may extend, if necessary,
the period of time within which it shall make
a correction, interpretation or an additional
award under paragraph 1 or 3 of this article.
{ 141 }
5.
The provisions of article 31 shall apply to
a correction or interpretation of the award
or to an additional award.
{ 142 }
Chapter
VII. - Recourse Against Award
{ 143 }
Article 34 - Application for Setting Aside
as Exclusive Recourse Against Arbitral Award
{ 144 }
1.
Recourse to a court against an arbitral award
may be made only by an application for setting
aside in accordance with paragraphs 2 and 3
of this article.
{ 145 }
2.
An arbitral award may be set aside by the court
specified in article 6(2) only if:
{ 146 }
(1)
the party making the application for setting
aside furnishes proof that:
{ 147 }
-
a party to the arbitration agreement referred
to in article 7 was under some incapacity, or
the said agreement is not valid under the law
to which the parties have subjected it or, failing
any indication thereon, under the law of the
Russian Federation; or
{ 148 }
-
he was not given proper notice of the appointment
of an arbitrator or of the arbitral proceedings
or was otherwise unable to present his case;
or
{ 149 }
-
the award was made regarding a dispute not contemplated
by or not falling within the terms of the submission
to arbitration, or contains decisions on matters
beyond the scope of the submission to arbitration,
provided that, if the decisions on matters submitted
to arbitration can be separated from those not
so submitted, only that part of the award which
contains decisions on matters not submitted
to arbitration may be set aside; or
{ 150 }
-
the composition of the arbitral tribunal or
the arbitral procedure was not in accordance
with the agreement of the parties, unless such
agreement was in conflict with a provision of
this Law from which the parties cannot derogate,
or, failing such agreement, was not in accordance
with this Law; or
{ 151 }
(2)
the court finds that:
{ 152 }
-
the subject-matter of the dispute is not capable
of settlement by arbitration under the law of
the Russian Federation; or
{ 153 }
-
the award is in conflict with the public policy
of the Russian Federation.
{ 154 }
3.
An application for setting aside may not be
made after three months have elapsed from the
date on which the party making that application
had received the award and, if a request had
been made under article 33, from the date on
which that request had been disposed of by the
arbitral tribunal.
{ 155 }
4.
The court, which has been asked to set aside
an award, may, where appropriate and so requested
by a party, suspend the setting aside proceedings
for a period of time determined by it in order
to give the arbitral tribunal an opportunity
to resume the arbitral proceedings or to take
such other action as in the arbitral tribunal's
opinion will eliminate the grounds for setting
aside.
{ 156 }
Chapter
VIII. - Recognition and Enforcement of Awards
{ 157 }
Article 35 - Recognition and Enforcement
{ 158 }
1.
An arbitral award, irrespective of the country
in which it was made, shall be recognized as
binding and, upon application in writing to
the competent court, shall be enforced subject
to the provisions of this Article and of article
36.
{ 159 }
2.
The party relying on an award or applying for
its enforcement shall supply the duly authenticated
original award or a duly certified copy thereof,
and the original arbitration agreement referred
to in article 7 or a duly certified copy thereof.
If the award or agreement is made in a foreign
language, the party shall supply a duly certified
translation thereof into the Russian language.
{ 160 }
Article 36 - Grounds for Refusing Recognition
or Enforcement of Arbitral Award
{ 161 }
1.
Recognition or enforcement of an arbitral award,
irrespective of the country in which it was
made, may be refused only:
{ 162 }
(1)
at the request of the party against whom it
is invoked, if that party furnishes to the competent
court where recognition or enforcement is sought
proof that:
{ 163 }
-
a party to the arbitration agreement referred
to in article 7 was under some incapacity; or
the said agreement is not valid under the law
to which the parties have subjected it or, failing
any indication thereon, under the law of the
country where the award was made; or
{ 164 }
-
the party against whom the award was made was
not given proper notice of the appointment of
an arbitrator or of the arbitral proceedings
or was otherwise unable to present his case;
or
{ 165 }
-
the award was made regarding a dispute not contemplated
by or not falling within the terms of the submission
to arbitration, or it contains decisions on
matters beyond the scope of the submission to
arbitration, provided that, if the decisions
on matters submitted to arbitration can be separated
from those not so submitted, that part of the
award which contains decisions on matters submitted
to arbitration may be recognized and enforced;
or
{ 166 }
-
the composition of the arbitral tribunal or
the arbitral procedure was not in accordance
with the agreement of the parties or, failing
such agreement, was not in accordance with the
law of the country where the arbitration took
place; or
{ 167 }
-
the award has not yet become binding on the
parties or has been set aside or suspended by
a court of the country in which, or under the
law of which, that award was made; or
{ 168 }
(2)
if the court finds that:
{ 169 }
-
the subject-matter of the dispute is not capable
of settlement by arbitration under the law of
the Russian Federation; or
{ 170 }
-
the recognition or enforcement of the award
would be contrary to the public policy of the
Russian Federation.
{ 171 }
2.
If an application for setting aside or suspension
of an award has been made to a court referred
to in the fifth point of subparagraph 1 of paragraph
1 of this article, the Court where recognition
or enforcement is sought may, if it considers
it proper, adjourn its decision and may also,
on the application of the party claiming recognition
or enforcement of the award, order the other
party to provide appropriate security.
{ 172 }
President
of the Russian Federation
{ 173 }
B.
Yeltsin
{ 174 }
Moscow
{ 175 }
The
House of the Soviets of Russia
{ 176 }
July
7, 1993
{ 177 }
No.
5338-I
{ 178 }
Endnotes
on on International Commercial Arbitration
* In force 14 August 2020